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fips/docs/design/fips-architecture.md
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Johnathan Corgan 5abf9a9325 docs: four-section /docs/ restructure with new-user content, accuracy pass, and gateway feature-set rewrite
Restructures /docs/ by reader purpose (tutorials, how-to,
reference, design), adds the new-user-progression and
operator-recipe content the prior layout lacked, runs an
accuracy pass against current source across the pre-existing
design docs, and rewrites the gateway feature-set documentation
end-to-end around its actual operational profile (a niche
feature designed for systems already serving DHCP/DNS to a
LAN, with two independent halves — outbound LAN→mesh, inbound
mesh→LAN — sharing one nftables table, one binary, and one
control socket). Top-level README and getting-started rewritten
around two equally-weighted deployment modes (overlay on
existing IP networks; ground-up over non-IP transports).

## Additions

- 11 new tutorials in docs/tutorials/: an 8-step new-user
  progression from single-daemon test-mesh peering through
  to a ground-up two-device mesh, an IPv6-adapter side-trip
  walkthrough, an Advanced Tutorials index, and a hand-held
  OpenWrt walk-through for fips-gateway deployment that
  exercises both halves of the feature.
- 12 new how-tos in docs/how-to/: firewall activation,
  Nostr discovery (resolve / advertise / open across five
  scenarios), Tor onion (directory + control_port modes),
  UDP buffer tuning, unprivileged-user setup, persistent
  identity, host aliases, Bluetooth LE peering, MTU
  diagnostics, manual Linux-host gateway deployment (covers
  both halves), gateway troubleshooting (organised by half),
  and a section index.
- 9 new reference docs in docs/reference/: configuration,
  wire formats, control-socket protocol, four CLI references
  (fips, fipsctl, fipstop, fips-gateway), security posture
  matrix, and Nostr events catalog. Configuration and
  wire-formats are renamed-and-extended from prior design/
  versions; the other seven are net-new.
- 6 new design docs: fips-concepts, fips-architecture, and
  fips-prior-work split out of the deleted fips-intro.md;
  consolidated fips-mmp and fips-mtu aggregations; and a
  new generic port-advertisement-and-nat-traversal doc
  (Nostr-signaled port advertisement plus UDP NAT-traversal
  protocol, FIPS as an example implementation, suitable for
  eventual NIP submission).
- Top-level docs/getting-started.md walking through the
  binary-installer-only Install story.
- packaging/common/hosts pre-populated with the eight public
  test-mesh nodes so shortnames resolve out of the box on
  every fresh install.

## Changes

- 23 wire-format diagrams relocated to reference/diagrams/
  alongside the wire-formats move.
- 4 design diagrams corrected against source code
  (fips-protocol-stack, fips-identity-derivation,
  fips-coordinate-discovery, fips-routing-decision).
- 10 pre-existing design docs reconciled with current
  source. Numeric corrections: stale link-MMP report bounds
  (now [1s, 5s] with 200 ms cold-start floor); UDP default
  MTU (now 1280, IPv6 minimum); node_addr formula
  (SHA-256(pubkey)[..16]); Noise patterns (IK at link, XK
  at session); peer-ACL semantics (strict allowlist requires
  ALL in peers.deny); daemon DNS upstream ([::1]:5354);
  on-the-wire bloom-filter size (1,071 bytes); obsolete
  Cargo-feature references (PR #79 dropped them) removed.
- Transport framing tightened across the docs: TCP is for
  UDP-filtered networks (not NAT traversal); Tor is a
  deployment mode (not failover); WebSocket dropped (not a
  shipped FIPS transport); WiFi promoted to Implemented via
  Ethernet in infrastructure mode; classic-Bluetooth row
  removed (BLE is the only Bluetooth-mode transport).
- docs/design/fips-gateway.md rewritten end-to-end to lead
  with the niche-feature framing and the two-halves
  structure. Title moved from "FIPS Outbound LAN Gateway"
  to "FIPS Gateway"; architecture section describes the
  common machinery (the fips-gateway service, the nftables
  table, the control socket) before splitting into separate
  "Outbound Half" and "Inbound Half" sections of equal
  weight; security considerations split per-half; no Future
  Work section (speculative directions live in the project
  tracker, not in protocol design docs). Inbound port
  forwarding is a first-class half rather than a buried
  "Implemented Extensions" subsection.
- Gateway terminology unified across all gateway docs as a
  separate Linux service running alongside the fips daemon
  (its own systemd unit / OpenWrt init script). Container-
  pattern terms (sidecar) are reserved for the
  Docker/Kubernetes sidecar deployment examples — the
  testing/sidecar/ tree, examples/k8s-sidecar/,
  examples/sidecar-nostr-relay/,
  examples/wireguard-sidecar-macos/, and the related
  CHANGELOG / top-level README entries — where the term
  carries its standard container meaning.
- Net-new design body content: rekey section in
  fips-mesh-layer (Noise IK msg1/msg2 over the established
  link, K-bit cutover, drain window, smaller-NodeAddr-wins
  tie-breaker on dual-init); Mesh Size Estimation and
  Antipoison FPR Cap sections in fips-bloom-filters;
  Mesh-Interface Query Filter subsection in
  fips-ipv6-adapter; failure-suppression knobs and clock-
  skew tolerance in fips-nostr-discovery; loop-rejection
  and mid-chain ancestor swap added to spanning-tree
  propagation / stability rules; Priority Chain in
  fips-mesh-operation renumbered to match the
  routing-decision diagram.
- Top-level README: dropped the stale nostr-discovery
  cargo-feature parenthetical. docs/README.md and the four
  section READMEs (tutorials, how-to, reference, design)
  refreshed for the new structure; index rows reflect both
  halves of the gateway feature and the new fips-gateway
  CLI reference.
- Cargo.toml [package.metadata.deb] assets path updated for
  the fips-security.md move; .gitignore /reference/ rule
  anchored to repo root so docs/reference/ is trackable.
- packaging/openwrt-ipk/files/etc/fips/fips.yaml
  configuration-doc URL updated to the new
  docs/reference/configuration.md location.

## Deletions

- docs/design/fips-intro.md (split into the three new intro
  design docs).
- docs/design/document-relationships.svg (orphan, no longer
  referenced).
- docs/proposals/ tree removed; the only proposal it
  contained (the Nostr UDP hole-punch protocol) was
  rewritten as the new generic
  design/port-advertisement-and-nat-traversal.md.
2026-05-08 03:02:12 +00:00

12 KiB

FIPS Architecture

The protocol architecture, identity system, and two-layer encryption model. For the higher-level "what is FIPS and why" framing, see fips-concepts.md. For prior art and academic citations, see fips-prior-work.md.

Protocol Architecture

FIPS is organized in three protocol layers, each with distinct responsibilities and clean service boundaries. No layer depends on the specifics of the layers above or below it — transport plugins know nothing about sessions, the routing layer knows nothing about application addressing, and applications know nothing about which physical media carry their traffic. This separation means new transports, protocol features, and application interfaces can be added independently.

Protocol Stack

Mapping to Traditional Networking

Readers familiar with the OSI model or TCP/IP networking may find it helpful to see how FIPS concepts relate to traditional layers:

OSI Mapping

Note that FMP spans what would traditionally be separate link and network layers. This is intentional — in a self-organizing mesh, the same layer that authenticates peers also makes routing decisions, because routing depends on authenticated peer state (spanning tree positions, bloom filters).

Layer Responsibilities

Transport layer: Delivers datagrams between endpoints over a specific medium. Each transport type (UDP socket, Ethernet interface, radio modem) implements the same abstract interface: send and receive datagrams, report MTU. The transport layer knows nothing about FIPS identities, routing, or encryption. It provides raw datagram delivery to FMP above.

See fips-transport-layer.md for the transport layer specification.

FIPS Mesh Protocol (FMP): Manages peer connections, authenticates peers via Noise IK handshakes, and encrypts all traffic on each link. FMP is where the mesh organizes itself — nodes exchange spanning tree announcements and bloom filters with their direct peers, and FMP makes forwarding decisions for transit traffic. FMP provides authenticated, encrypted forwarding to FSP above.

See fips-mesh-layer.md for the FMP specification and fips-mesh-operation.md for how FMP's routing and self-organization work in practice.

FIPS Session Protocol (FSP): Provides end-to-end authenticated encryption between any two nodes, regardless of how many intermediate hops separate them. FSP manages session lifecycle (setup, data transfer, teardown), caches destination coordinates for efficient routing, and handles the warmup strategy that keeps transit node caches populated. Session dispatch uses index-based routing inspired by WireGuard, enabling O(1) packet demultiplexing. FSP provides a datagram service to applications above.

See fips-session-layer.md for the FSP specification.

IPv6 adaptation layer: Sits above FSP as a service on port 256, adapting the FIPS datagram service for unmodified IPv6 applications. Provides DNS resolution (npub → fd00::/8 address), identity cache management, IPv6 header compression, MTU enforcement, and a TUN interface. This is the primary way existing applications use the FIPS mesh.

See fips-ipv6-adapter.md for the IPv6 adapter.

Node Architecture

Application services sit at the top of the stack, dispatched by FSP port number: the IPv6 TUN adapter (port 256) maps npubs to fd00::/8 addresses with header compression so unmodified IP applications can use the network transparently, while the native datagram API addresses destinations directly by npub.

Node Architecture

The mesh routes application traffic across heterogeneous transports transparently. A packet may traverse WiFi, Ethernet, UDP/IP, and Tor links on its way from source to destination — the application never needs to know which transports are involved. Each hop is independently encrypted at the link layer, while a single end-to-end session protects the payload across the entire path.

Architecture Overview

Mesh Topology

Identity System

FIPS uses Nostr keypairs (secp256k1) as node identities. The public key identifies the node; the private key signs protocol messages and establishes encrypted sessions.

The public key (or its bech32-encoded npub form) is the primary means for application-layer software to identify communication endpoints. Internally, the protocol derives a node_addr (a 16-byte SHA-256 hash of the pubkey) used as the routing identifier in packet headers, and an IPv6 address derived from the node_addr for the TUN adapter. Applications use the pubkey or npub; the routing layer uses node_addr; unmodified IPv6 applications use the derived fd00::/8 address. All three are deterministically derived from the same keypair.

FIPS Identity Handling

Identity Derivation

The pubkey is the node's cryptographic identity, used in Noise handshakes for both link encryption (IK) and session encryption (XK). It is never exposed beyond the endpoints of an encrypted channel. The node_addr, a one-way SHA-256 hash truncated to 16 bytes, serves as the routing identifier in packet headers and bloom filters. Intermediate routers see only node_addrs — they can forward traffic without learning the Nostr identities of the endpoints. An observer can verify "does this node_addr belong to pubkey X?" if they already know the pubkey, but cannot enumerate communicating identities by inspecting traffic. The IPv6 address prepends fd to the first 15 bytes of the node_addr, providing a ULA overlay address for unmodified IP applications via the TUN interface.

Below the FIPS identity layer, each transport uses its own native addressing — IP:port or hostname:port addresses, MAC addresses, .onion identifiers. These link addresses are opaque to everything above FMP and discarded once link authentication completes.

Identity Verification

The Noise Protocol Framework mutually authenticates both peer-to-peer link connections (at FMP) and end-to-end session traffic (at FSP), proving each party controls the private key for their claimed identity.

See fips-mesh-layer.md for peer authentication and fips-session-layer.md for end-to-end session establishment.

Key rotation changes the node's identity — a new keypair produces a new node_addr and IPv6 address, requiring all sessions to be re-established. Migration mechanisms that allow a node to announce a successor key are a future consideration.

Two-Layer Encryption

FIPS uses independent encryption at two protocol layers:

Layer Scope Pattern Purpose
FMP (Mesh) Hop-by-hop Noise IK Encrypt all traffic on each peer link
FSP (Session) End-to-end Noise XK Encrypt application payload between endpoints

When two nodes establish a direct connection, they perform a Noise IK handshake. This authenticates both parties and establishes symmetric keys for encrypting all traffic on that link. Every packet between direct peers is encrypted — gossip messages, routing queries, and forwarded session datagrams alike.

The IK pattern is used because outbound connections know the peer's npub from configuration, while inbound connections learn the initiator's identity from the first handshake message.

Session Layer (End-to-End)

FIPS establishes end-to-end encrypted sessions between any two communicating nodes using Noise XK, regardless of how many hops separate them. The initiator knows the destination's npub (required for XK's pre-message); the responder learns the initiator's identity from the third handshake message. Unlike the link-layer IK pattern where the initiator's identity is revealed in msg1, XK delays identity disclosure until msg3, providing stronger initiator identity protection for traffic traversing untrusted intermediate nodes.

A packet from A to D through intermediate nodes B and C:

  1. A encrypts payload with A↔D session key (FSP)
  2. A wraps in SessionDatagram, encrypts with A↔B link key (FMP), sends to B
  3. B decrypts link layer, reads destination node_addr, re-encrypts with B↔C link key, forwards to C
  4. C decrypts link layer, re-encrypts with C↔D link key, forwards to D
  5. D decrypts link layer, then decrypts session layer to get payload

Intermediate nodes route based on destination node_addr but cannot read session-layer payloads. Each hop strips one link encryption and applies the next — the session-layer ciphertext passes through untouched.

Both layers always apply, even between adjacent peers — a packet to a direct neighbor is still encrypted twice. This uniform model means no special cases for local vs remote destinations, and topology changes (a direct peer becomes reachable only through intermediaries) don't affect existing sessions.

See fips-mesh-layer.md for link encryption and fips-session-layer.md for session encryption.

Routing and Mesh Operation

Forwarding decisions are local. Each node combines spanning-tree coordinates with peer bloom filters to choose a next hop, falling back to greedy tree routing when bloom filters have not converged. Discovery warms transit node caches with destination coordinates, and three explicit error signals (CoordsRequired, PathBroken, MtuExceeded) drive recovery when forwarding fails. The full routing decision process, discovery protocol, and error-recovery integration view live in fips-mesh-operation.md.

Transport Abstraction

FIPS treats the communication medium as a pluggable component. UDP, TCP, raw Ethernet, Tor, and BLE all implement the same small datagram interface (send, receive, report MTU) and feed peers into a single FMP routing layer; radio and serial transports are in the planned set. Multi-transport nodes bridge between networks transparently. The transport-layer specification — including per-transport categories, the trait surface, the connection model, and implementation status — is in fips-transport-layer.md.

Security

FIPS defends against four adversary classes (transport observers, active transport attackers, intermediate routers, and adversarial mesh nodes) through layered controls: hop-by-hop FMP link encryption, end-to-end FSP session encryption with stronger initiator identity protection, signed and replay-protected gossip, and rate-limited handshake processing. The threat-model details and per-layer mitigations are in fips-mesh-layer.md, and the operator-facing controls (default-deny baseline, peer ACLs, filesystem permissions, cryptographic primitives) are consolidated in fips-security.md and ../reference/security.md.

MTU as a Cross-Cutting Concern

MTU is not owned by any single layer. The transport layer reports per-link MTU, FMP carries path_mtu in SessionDatagram and LookupResponse to track the minimum along a path, FSP echoes the observed forward-path MTU back to the source, and the IPv6 adapter enforces the resulting effective MTU at the TUN with ICMP Packet Too Big and TCP MSS clamping. The unified design — encapsulation overhead budget, proactive PMTUD, reactive MtuExceeded, and per-destination storage — is in fips-mtu.md.

Approaches Considered but Rejected

One design alternative evaluated and ruled out during the architecture pass was onion routing, rejected because it requires the sender to know the full path upfront (incompatible with self-organizing routing) and prevents per-hop error feedback (incompatible with CoordsRequired/PathBroken recovery). The canonical mention lives in fips-mesh-operation.md.